-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hz1aLnDw8Yzxwgt4u3qObhMJjSFb00+3+VAOZFRmDZvMbTcdZd9oChB2IBTSsEeN HRWIWEYoo5zXKkWQpHmmFw== 0001509997-11-000002.txt : 20110128 0001509997-11-000002.hdr.sgml : 20110128 20110127175636 ACCESSION NUMBER: 0001509997-11-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110128 DATE AS OF CHANGE: 20110127 GROUP MEMBERS: JUDY HELLER GROUP MEMBERS: WAYNE HELLER FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Heller Wayne CENTRAL INDEX KEY: 0001509997 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 804 GOLF PARK DR. CITY: CELEBRATION STATE: FL ZIP: 34747 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMBASSADORS INTERNATIONAL INC CENTRAL INDEX KEY: 0000946842 STANDARD INDUSTRIAL CLASSIFICATION: TRANSPORTATION SERVICES [4700] IRS NUMBER: 911688605 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44561 FILM NUMBER: 11553197 BUSINESS ADDRESS: STREET 1: 1071 CAMELBACK STREET 2: STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 BUSINESS PHONE: 949.759.5900 MAIL ADDRESS: STREET 1: 1071 CAMELBACK STREET 2: STREET CITY: NEWPORT BEACH STATE: CA ZIP: 92660 SC 13D/A 1 sch13damie1.txt SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Amendment No. 1 Ambassadors International, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 023178106 (CUSIP Number) Wayne Heller P.O. Box 470473 Celebration, FL 34747 407-566-0818 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) January 19, 2011 (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box |_|. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The Information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO.: 023178106 1 NAMES OF REPORTING PERSONS Wayne Heller - ------------------------------------------------------------------------------ S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------------ 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF 0 SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 158,363 REPORTING --------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 158,363 - ---------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 158,363 - ----------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ----------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.8% - ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ----------------------------------------------------------------------------- CUSIP NO.: 023178106 1 NAMES OF REPORTING PERSONS Judy Heller - ----------------------------------------------------------------------------- S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: - ---------------------------------------------------------------------------- CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) |_| (b) |_| - ----------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------- 4 SOURCE OF FUNDS PF - ----------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) |_| - ----------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION U.S. - ----------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF 0 SHARES --------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH 158,363 REPORTING --------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER 0 --------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 158,363 - ----------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 158,363 - ----------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |_| - ----------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.8% - ----------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - ----------------------------------------------------------------------------- The following constitutes Amendment No. 1 ("Amendment No. 1") to the statement on Schedule 13D previously filed by the undersigned with the Securities and Exchange Commission (the "Commission") on January 14, 2011 (the "Schedule 13D"). Except as specifically amended by this Amendment No. 3, the Schedule 13D remains in full force and effect. Item 4. Purpose of Transaction. The Reporting Persons purchased the Shares based on the Reporting Persons belief that the Common Stock covered by this statement, when purchased, represented an attractive investment opportunity. The Reporting Persons have considered, depending upon overall market conditions, other investment opportunities available to the Reporting Persons, and the availability of Common Stock at prices that would make the purchase of additional shares desirable, increasing their position in the Company through, among other things, the purchase of Common Stock on the open market or in private transactions or otherwise, on such terms and at such times as the Reporting Persons may deem advisable. The Reporting Persons ownership of the Common Stock is less than five percent (5%) of the outstanding Common Stock. Item 5. Interest in Securities of the Issuer. (a) Based upon the Company's Quarterly Report on Form 10-Q, there were 3,321,284 shares of Common Stock outstanding as of November 5, 2010. As of the date hereof, the Reporting Persons beneficially own 158,363 shares of the common Stock, or 4.7% of the Company's outstanding Common Stock. Exhibit A Transactions in the Company's securities by the Reporting Persons in the sixty days prior to the obligation to file this statement on Schedule 13D SIGNATURE After reasonable inquiry and to the best of each of the undersigned's knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Wayne Heller By: /s/ Wayne Heller ------------------------------------ Name: Wayne Heller Dated: January 19, 2011 [Signature Page to Schedule 13D - Ambassadors International, Inc.] EXHIBIT A TRANSASCTIONS IN THE COMPANY'S SECURITIES Date Action Shares Price 11/22/2010 Bought 3,000 1.750 11/23/2010 Bought 500 1.782 11/23/2010 Bought 184 1.750 11/23/2010 Bought 1,000 1.780 11/24/2010 Bought 138 1.740 11/24/2010 Bought 1,000 1.750 11/26/2010 Bought 1,000 1.694 11/26/2010 Bought 1,000 1.694 11/26/2010 Bought 1,188 1.700 11/29/2010 Bought 3,000 1.694 11/29/2010 Bought 1,000 1.697 11/30/2010 Bought 3,000 1.842 12/02/2010 Bought 3,000 1.638 12/03/2010 Bought 3,000 1.698 12/06/2010 Bought 3,000 1.594 12/06/2010 Bought 3,000 1.600 12/06/2010 Bought 1,000 1.635 12/06/2010 Bought 2,000 1.637 12/07/2010 Bought 1,000 1.684 12/07/2010 Bought 3,000 1.694 12/08/2010 Bought 1,000 1.710 12/08/2010 Bought 1,000 1.685 12/08/2010 Bought 199 1.650 12/08/2010 Bought 1,000 1.759 12/13/2010 Bought 5,000 1.688 12/14/2010 Bought 5,000 1.844 12/14/2010 Bought 5,000 1.877 12/15/2010 Bought 5,000 2.008 12/20/2010 Bought 3,000 2.119 12/22/2010 Bought 1,000 1.849 12/23/2010 Bought 3,000 1.850 12/23/2010 Bought 3,000 1.847 12/27/2010 Bought 3,000 1.650 12/27/2010 Bought 585 1.660 12/28/2010 Bought 1,000 1.779 12/28/2010 Bought 1,000 1.772 12/29/2010 Bought 1,000 1.750 12/30/2010 Bought 1,000 1.699 12/30/2010 Bought 500 1.690 12/31/2010 Bought 100 1.640 12/31/2010 Bought 9,900 1.648 12/31/2010 Bought 8,300 1.650 12/31/2010 Bought 500 1.688 12/31/2010 Bought 10,000 1.650 01/04/2011 Bought 65,453 1.588 01/04/2011 Bought 24,510 1.600 01/05/2011 Bought 38,304 1.599 01/07/2011 Sold -2,553 1.741 01/07/2011 Sold -500 1.650 01/07/2011 Sold -2,553 1.741 01/07/2011 Sold -500 1.650 01/18/2011 Sold -3,000 1.620 01/18/2011 Sold -1,000 1.584 01/18/2011 Sold -3,000 1.602 01/18/2011 Sold -3,100 1.529 01/18/2011 Sold -2,000 1.622 01/18/2011 Sold -869 1.620 01/18/2011 Sold -200 1.600 01/18/2011 Sold -3,000 1.502 01/18/2011 Sold -3,000 1.501 01/18/2011 Sold -10,000 1.373 01/19/2011 Sold -6,500 1.636 01/19/2011 Sold -3,500 1.523 01/19/2011 Sold -10,000 1.423 01/19/2011 Sold -3,000 1.540 01/19/2011 Sold -10,000 1.405 01/19/2011 Sold -10,000 1.409 01/19/2011 Sold -10,000 1.415 01/19/2011 Sold -10,000 1.400 01/19/2011 Sold -10,000 1.380 01/19/2011 Sold -10,000 1.378 01/19/2011 Sold -14,599 1.589 01/19/2011 Sold -3,000 1.646 -----END PRIVACY-ENHANCED MESSAGE-----